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Securities Arbitration Essentials: The Who, What, When and How of Investment Disputes
June 13, 2019 @ 6:00 pm - 8:00 pmFree – $75
Thursday, June 13, 2019
6:00 – 8:00PM
2 MCLE Credits (2 Professional Practice)
Stock market investors who lose money are required to arbitrate most claims against their brokers for improper advice or fraudulent conduct. Arbitration may seem like a more simplified forum than civil court, but the stakes are just as high for all parties and the unique nature of practicing in this area is hard to master. This CLE will shed light on this essential but often overlooked area of practice, and will also touch upon the disciplinary process that brokers face if they violate securities industry rules in their interaction with customers.
Michael C. Farkas, Esq.
Moshe Y. Singer, Esq.
BBA Member $50
Law Student $10
Loyalty Pass Holder FREE**
+$20 for walk-up registration
**For information on our pre-paid Loyalty Pass, please contact Jen Bryan at 718-624-0675 ext. 209.