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Securities Arbitration Essentials: The Who, What, When and How of Investment Disputes

June 13 @ 6:00 pm - 8:00 pm

Free – $75

Thursday, June 13, 2019
6:00 – 8:00PM
2 MCLE Credits (2 Professional Practice)

Description

Stock market investors who lose money are required to arbitrate most claims against their brokers for improper advice or fraudulent conduct.  ‎Arbitration may seem like a more simplified forum than civil court, but the stakes are just as high for all parties and the unique nature of practicing in this area is hard to master. This CLE will shed light on this essential but often overlooked area of practice‎, and will also touch upon the disciplinary process that brokers face if they violate securities industry rules in their interaction with customers.

Faculty

Michael C. Farkas, Esq.
Moshe Y. Singer, Esq.

Cost

BBA Member $50
Non-Member $75
Law Student $10
Non-Attorney $40
Loyalty Pass Holder FREE**

+$20 for walk-up registration

**For information on our pre-paid Loyalty Pass, please contact Jen Bryan at 718-624-0675 ext. 209.

Tickets

Tickets are not available as this event has passed.

Details

Date:
June 13
Time:
6:00 pm - 8:00 pm
Cost:
Free – $75
Event Categories:
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Venue

Brooklyn Bar Association
123 Remsen Street
Brooklyn, NY 11201 United States
+ Google Map
Phone:
(718) 624-0675
Website:
brooklynbar.org